1.
|
NAME OF REPORTING PERSONS
Millennium Technology Value Partners, L.P. |
||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ý |
||
3.
|
SEC USE ONLY
|
||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5.
|
SOLE VOTING POWER
2,710,713 shares of Common Stock |
6.
|
SHARED VOTING POWER
---------- |
||
7.
|
SOLE DISPOSITIVE POWER
2,710,713 shares of Common Stock |
||
8.
|
SHARED DISPOSITIVE POWER
----------- |
||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,710,713 shares of Common Stock |
||
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |
||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.1% of the outstanding Common Stock |
||
12.
|
TYPE OF REPORTING PERSON
PN |
1.
|
NAME OF REPORTING PERSONS
Millennium Technology Value Partners (RCM), L.P. |
||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ý |
||
3.
|
SEC USE ONLY
|
||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5.
|
SOLE VOTING POWER
2,742,145 shares of Common Stock |
6.
|
SHARED VOTING POWER
--------- |
||
7.
|
SOLE DISPOSITIVE POWER
2,742,145 shares of Common Stock |
||
8.
|
SHARED DISPOSITIVE POWER
--------- |
||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,742,145 shares of Common Stock |
||
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |
||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
4.1% of the outstanding Common Stock |
||
12.
|
TYPE OF REPORTING PERSON
PN |
1.
|
NAME OF REPORTING PERSONS
Millennium Technology Value Partners Management, L.P. |
||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ý |
||
3.
|
SEC USE ONLY
|
||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5.
|
SOLE VOTING POWER
5,452,858 shares of Common Stock |
6.
|
SHARED VOTING POWER
----------- |
||
7.
|
SOLE DISPOSITIVE POWER
5,452,858 shares of Common Stock |
||
8.
|
SHARED DISPOSITIVE POWER
----------- |
||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,452,858 shares of Common Stock |
||
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |
||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.2% of the outstanding Common Stock |
||
12.
|
TYPE OF REPORTING PERSON
PN |
1.
|
NAME OF REPORTING PERSONS
Millennium TVP (GP), LLC |
||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ý |
||
3.
|
SEC USE ONLY
|
||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5.
|
SOLE VOTING POWER
5,452,858 shares of Common Stock |
6.
|
SHARED VOTING POWER
----------- |
||
7.
|
SOLE DISPOSITIVE POWER
5,452,858 shares of Common Stock |
||
8.
|
SHARED DISPOSITIVE POWER
----------- |
||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,452,858 shares of Common Stock |
||
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |
||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.2% of the outstanding Common Stock |
||
12.
|
TYPE OF REPORTING PERSON
OO |
1.
|
NAME OF REPORTING PERSONS
Samuel L. Schwerin |
||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ý |
||
3.
|
SEC USE ONLY
|
||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5.
|
SOLE VOTING POWER
5,550,005 shares of Common Stock |
6.
|
SHARED VOTING POWER
----------- |
||
7.
|
SOLE DISPOSITIVE POWER
5,550,005 shares of Common Stock |
||
8.
|
SHARED DISPOSITIVE POWER
----------- |
||
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,550,005 shares of Common Stock |
||
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |
||
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.4% of the outstanding Common Stock |
||
12.
|
TYPE OF REPORTING PERSON
IN |
(i) |
Millennium Technology Value Partners, L.P.;
|
(ii) |
Millennium Technology Value Partners (RCM), L.P.;
|
(iii) |
Millennium Technology Value Partners Management, L.P.;
|
(iv) |
Millennium TVP (GP), LLC; and
|
(v) |
Samuel L. Schwerin.
|
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
Item 4. |
Ownership:
|
Item 5. |
Ownership of Five Percent or Less of a Class:
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person:
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
|
Item 8. |
Identification and Classification of the Members of the Group:
|
Item 9. |
Notice of Dissolution of Group:
|
Item 10. |
Certification:
|
Date: February 6, 2017
|
|
MILLENNIUM TECHNOLOGY VALUE PARTNERS, L.P.
|
|
By: Millennium Technology Value Partners Management, L.P.,
its General Partner By: Millennium TVP (GP), LLC,
its General Partner |
|
By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
|
MILLENNIUM TECHNOLOGY VALUE PARTNERS (RCM), L.P.
|
|
By: Millennium Technology Value Partners Management, L.P.,
its General Partner By: Millennium TVP (GP), LLC,
its General Partner By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
|
MILLENNIUM TECHNOLOGY VALUE PARTNERS MANAGEMENT, L.P.
|
|
By: Millennium TVP (GP), LLC,
its General Partner By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
MILLENNIUM TVP (GP), LLC
|
|
By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
|
/s/ Samuel L. Schwerin
Samuel L. Schwerin
|
Date: February 6, 2017
|
|
MILLENNIUM TECHNOLOGY VALUE PARTNERS, L.P.
|
|
By: Millennium Technology Value Partners Management, L.P.,
its General Partner By: Millennium TVP (GP), LLC,
its General Partner |
|
By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
|
MILLENNIUM TECHNOLOGY VALUE PARTNERS (RCM), L.P.
|
|
By: Millennium Technology Value Partners Management, L.P.,
its General Partner By: Millennium TVP (GP), LLC,
its General Partner By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
|
MILLENNIUM TECHNOLOGY VALUE PARTNERS MANAGEMENT, L.P.
|
|
By: Millennium TVP (GP), LLC,
its General Partner By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
MILLENNIUM TVP (GP), LLC
|
|
By: /s/ Daniel Burstein
Daniel Burstein, Manager
|
|
/s/ Samuel L. Schwerin
Samuel L. Schwerin
|